Tuesday, March 28, 2017 | 5:30 PM – 7:00 PM – Room E403 Faculty Lounge| Reception to follow on the Clark Commons Bridge
In December, the Supreme Court handed down a unanimous victory for prosecutors in Salman v. U.S. The Court’s decision did not fully resolve some difficult issues in tipper-tippee law that arose after the Second Circuit’s 2014 decision in U.S. v Newman, which had limited the scope of insider trading prosecutions. Our panelists will react to the decision in Salman and discuss the current state of insider trading law.
Daniel M. Hawke, Partner, Arnold & Porter: Prior to joining Arnold & Porter, Dan Hawke was the Chief of the SEC Division of Enforcement’s Market Abuse Unit and the Director of the SEC’s Philadelphia Regional Office. He supervised numerous insider trading investigations and established a group tasked with developing approaches for identifying hard-to-detect insider trading and other abuses.
Richard A. Levine, former Associate General Counsel, Securities and Exchange Commission: Rich Levine was Associate General Counsel for Legal Policy in the SEC’s Office of the General Counsel until his retirement from the SEC in 2016. Before becoming Associate General Counsel, Mr. Levine held several positions of increasing responsibility in the SEC’s Office of the General Counsel.
For guests who want CLE credit: Please register at www.rutgerscle.com.