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New Directions in Corporate Compliance Conference

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  • New Directions in Corporate Compliance Conference
  • Rutgers Law School in Camden

New Directions in Corporate Compliance Conference

The Rutgers Center for Corporate Law and Governance will hold a conference on compliance at Rutgers Law School in Camden.

Corporate and regulatory compliance has exploded as an area of importance to a variety of business organizations in recent years. Corporate compliance programs must be well planned and rigorously implemented throughout a business organization. Notwithstanding the importance of corporate compliance, there is disagreement over the best way to implement and enforce a compliance program.

This conference will bring together academics, practitioners, and government officials, who approach compliance from different perspectives. The conference will present three panels of distinguished speakers: (1) Litigating the Adequacy of a Compliance Program, (2) Structural Issues in the Compliance Department, and (3) Organizational Culture and Developing a Culture of Compliance. Andrew Donohue, Chief of Staff of the U.S. Securities and Exchange Commission, will present a keynote address.

Speakers include:

Catherine Bromilow
Partner, PwC’s Center for Board Governance, PricewaterhouseCoopers LLP

Stepen L. Cohen
Associate Director, Division of Enforcement, U.S. Securities and Exchange Commission

Andrew Donohue
Chief of Staff, U.S. Securities and Exchange Commission

James Fanto
Gerald Baylin Professor of Law

Don Langevoort
Thomas Aquinas Reynolds Professor of Law

Joseph E. Murphy
Author of 501 Ideas for Your Compliance & Ethics Program

Donna Nagy
Executive Associate Dean for Academic Affairs, C. Ben Dutton Professor of Law

Chuck Senator
Executive Vice President and head of regulatory coordination and strategy, Fidelity Investments

Greg Urban
Arthur Hobson Quinn Professor of Anthropology, University of Pennsylvania

John H. Walsh
Partner, Sutherland, formerly associate director-chief counsel, Office of Compliance Inspections and Examinations, U.S. Securities and Exchange Commission

 

This conference is free and open to the public. Continental breakfast and lunch are included.
To RSVP, please contact Deborah Leak at dl524@camden.rutgers.edu.

CLE is approved for the following states and credit hours:
6.9 NJ | 6.5 NY | 5.5 PA
For those who are interested in CLE credit, please register here.  

A list of articles to view :

Using Incentives in Your Compliance and Ethics Program

Geo J Legal Ethics

2014 BYUL Rev

8 J Bus Entrepreneurship L337-1

Andrew Donohue Remarks 10-14-15

39 J Corp L 769

29 Notre Dame J L Ethics Pub Pol

 

 

 

Friday, May 20, 2016
9:00 a.m. to 3:30 p.m.
3:30 – 5:00 p.m. Reception

Rutgers Law School
Faculty Lounge – 4th Floor
217 North Fifth Street
Camden, NJ 08102