Home
Events
CANCELLED- March 27, 2020 – Ready for Regulation BI & Other Changes from the SEC

Contact Details

  • CANCELLED- March 27, 2020 – Ready for Regulation BI & Other Changes from the SEC
  • Rutgers Law School Camden
  • Camden
  • United States

CANCELLED- March 27, 2020 – Ready for Regulation BI & Other Changes from the SEC

THIS EVENT HAS BEEN CANCELED

Friday, March 27, 2020

Ready for Regulation BI & Other Changes from the SEC

Tentative Agenda

Tentative Agenda

8:30-9:00       Breakfast

9:00-9:15        Historical Overview

9:15-10:00      Overview of Four SEC Releases

10:00-10:15    Break

10:15-11:30     Investment Adviser Regulation

11:30-11:45      Break

11:45-12:30      Form CRS

12:30-1:45       Lunch & Discussion – Effect on the Industry

1:45-3:15         Regulation BI

3:15-3:30         Break

3:30-4:00       Comparing Federal and State Regulation

 Register at rutgerscle.com